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PRISM: Prompt-Refined In-Context System Modelling for Financial Retrieval

Published: November 18, 2025 | arXiv ID: 2511.14130v1

By: Chun Chet Ng, Jia Yu Lim, Wei Zeng Low

Potential Business Impact:

Helps find important money facts in long reports.

Business Areas:
Natural Language Processing Artificial Intelligence, Data and Analytics, Software

With the rapid progress of large language models (LLMs), financial information retrieval has become a critical industrial application. Extracting task-relevant information from lengthy financial filings is essential for both operational and analytical decision-making. The FinAgentBench dataset formalizes this problem through two tasks: document ranking and chunk ranking. We present PRISM, a training-free framework that integrates refined system prompting, in-context learning (ICL), and a lightweight multi-agent system. Each component is examined extensively to reveal their synergies: prompt engineering provides precise task instructions, ICL supplies semantically relevant few-shot examples, and the multi-agent system models coordinated scoring behaviour. Our best configuration achieves an NDCG@5 of 0.71818 on the restricted validation split. We further demonstrate that PRISM is feasible and robust for production-scale financial retrieval. Its modular, inference-only design makes it practical for real-world use cases. The source code is released at https://bit.ly/prism-ailens.

Page Count
32 pages

Category
Computer Science:
Artificial Intelligence